1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
07/03/2019 |
07/03/2024 |
Common Stock
|
7,440
|
$
1.35
|
I
|
Options held by the Farkas Group, Inc. (See Note)
(4)
|
Stock Option (right to buy)
|
07/12/2019 |
07/12/2024 |
Common Stock
|
7,440
|
$
1.35
|
I
|
Options held by the Farkas Group, Inc. (See Note)
(4)
|
Stock Option (right to buy)
|
07/29/2019 |
07/29/2024 |
Common Stock
|
7,440
|
$
1.35
|
I
|
Options held by the Farkas Group, Inc. (See Note)
(4)
|
Stock Option (right to buy)
|
12/05/2019 |
12/05/2024 |
Common Stock
|
3,720
|
$
1.35
|
I
|
Options held by the Farkas Group, Inc. (See Note)
(4)
|
Stock Option (right to buy)
|
12/24/2019 |
12/24/2024 |
Common Stock
|
3,720
|
$
0.62
|
I
|
Options held by the Farkas Group, Inc. (See Note)
(4)
|
Stock Option (right to buy)
|
01/17/2020 |
01/17/2025 |
Common Stock
|
7,440
|
$
0.62
|
I
|
Options held by the Farkas Group, Inc. (See Note)
(4)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Michael D. Farkas is the President of the Farkas Group, Inc. and beneficially owns 3,378,674 shares of common stock held by the Farkas Group, Inc. |
(2) |
Michael D. Farkas is the Manager of SIF Energy LLC and beneficially owns 3,096,531 shares of common stock held by SIF Energy LLC. |
(3) |
Michael D. Farkas is the Chief Executive Officer of Balance Labs, Inc. and beneficially owns 265,728 shares of common stock held by Balance Labs, Inc. |
(4) |
Michael D. Farkas is the President of the Farkas Group, Inc. and beneficially owns the options and underlying shares held by the Farkas Group, Inc. |